Computershare Services

Mailing addresses

Shareholder correspondence should be mailed to:
P.O. Box 505000
Louisville, KY  40233

Overnight correspondence should be mailed to:
462 South 4th Street, Suite 1600
Louisville, KY 40202

Telephone: 866-227-8179

Shareholder website 

Shareholder online inquiries

Quarterly Dividend Letter

September 30, 2016

The Fund declared a quarterly dividend of $0.052 per share for shareholders with the record date of September 30, 2016.  The following table sets forth the sources for the dividend.


Source of Distribution

Date Paid Amount Paid
Per Share
Net Investment
Income (1)
10/14/2016 $0.052 $0.052 $0.0000

(1) Estimated net investment company taxable income per share.

Distribution Policy

The distribution is based on a policy that was approved by the Board of Directors in December 2013 which was to pay quarterly distributions out of the Fund’s accumulated net investment income and/or other sources, subject to the requirement of the Investment Company Act of 1940 and Sub Chapter M of the Internal Revenue Code.

You should not draw any conclusions about the Fund’s investment performance or make any assumptions regarding future performance from the amount of this distribution or from the terms of the Fund’s Distribution Policy.

The amounts and sources of distributions reported in this Notice are only estimates and not for tax reporting purposes. The actual amounts and sources of the amounts for tax reporting purposes will depend on the Fund’s investment experience for the fiscal year and may be subject to changes based on tax regulations. Computershare, the Fund’s transfer agent, will mail you a Form 1099 for the calendar year that will tell you how to report these distributions for federal income tax purposes.